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6 December 2024 - NEWS ITEM
´óÏóÊÓÆµupdates guidance to help directors prevent insolvent trading

´óÏóÊÓÆµhas today updated its regulatory guide for directors and their professional advisers on the duty to prevent insolvent trading and to provide new ...

4 December 2024 - NEWS ITEM
´óÏóÊÓÆµsignals ongoing work to maximise benefits of the reportable situations regime

The reportable situations regime is a key component of the financial services and credit regulatory frameworks. ´óÏóÊÓÆµexpects all licensees, ...

4 December 2024 - NEWS ITEM
Reportable situations: Findings of ASIC’s review and how licensees can improve compliance with the regime

Finding, fixing and reporting breaches matters. Here’s what ASIC’s latest review revealed and what you as a licensee should do. Australian financial ...

3 December 2024 - NEWS ITEM
Suspected scam alert: ´óÏóÊÓÆµwarns consumers about unlicensed stock tip promotors through private chat apps – Juhbz and Ptounx

Key points ´óÏóÊÓÆµis seeing an increase in a suspected investment scam involving social media ads for investing opportunities and tips  ´óÏóÊÓÆµis ...

3 December 2024 - SPEECH
Better retirement outcomes: a whole-of-sector responsibility

Key points The work of supporting ‘better retirement outcomes’ requires the combined contributions of a wide range of entities and individuals – ...

28 November 2024 - NEWS ITEM
´óÏóÊÓÆµwelcomes recent IOSCO reports outlining key developments for global market regulators

The International Organization of Securities Commissions (IOSCO) has recently published a number of reports outlining key challenges and ...

28 November 2024 - SPEECH
Promoting ongoing improvements in financial advice

Key points The multiple waves of advice-related reforms in recent years have undoubtedly made it more likely that clients will receive advice that ...

27 November 2024 - NEWS ITEM
´óÏóÊÓÆµand APRA release observations from the banking industry’s implementation of the Financial Accountability Regime

The ´óÏóÊÓÆµ (ASIC) and the Australian Prudential Regulation Authority (APRA) have published a letter ...

25 November 2024 - NEWS ITEM
´óÏóÊÓÆµupdate on maintenance of regulatory guides

´óÏóÊÓÆµis updating its regulatory guides (RGs) to ensure they remain simple to follow, effective, current, and appropriate. This is part of our firm ...

22 November 2024 - NEWS ITEM
´óÏóÊÓÆµextends arrangements to streamline insurance payments in emergency situations

´óÏóÊÓÆµhas extended the legislative relief that allows insurers and their representatives to give emergency payments to consumers, in certain ...

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Last updated: 10/08/2024 11:24